We present a more detailed account of our recently reported [Hass, K. C.; S
chneider, W. F.; Curioni, A.; Andreoni, W. Science 1998, 282, 265] first-pr
inciples molecular dynamics investigation of the static and dynamical behav
ior of adsorbed H2O on alpha-Al2O3 (0001). Al-terminated surfaces with vary
ing degrees of H2O coverage are modeled using large periodic supercells. A
predicted large relaxation of the clean surface agrees well with previous d
ensity functional theory calculations. Both molecular and dissociative (HO)
-O-2 adsorption modes are identified, with the latter favored by similar to
10 kcal mol(-1). Complementary Al8O12 cluster results are shown to be unre
liable because of their finite lateral extent. Constrained dynamical calcul
ations of free-energy barriers indicate that the dissociation rate is very
high, even in the absence of defects, but differs by 3 orders of magnitude
for two equally exothermic pathways (proton transfer being more favorable a
cross a six-membered ring than to the nearest O site). Unconstrained simula
tions at intermediate H2O coverages exhibit (1) spontaneous unimolecular an
d (2) H2O-mediated dissociation events, as well as (3) the diffusion and hy
drogen bonding of physisorbed H2O and (4) an additional proton transfer rea
ction between adsorbed H2O and OH species, An experimentally observed decre
ase in H2O binding energies with coverage is explained in terms of a separa
tion into defect-dominated, intrinsic (0001) terrace, and "hydrogen-bonding
" regimes, with reasonable quantitative agreement throughout. Calculated O-
H vibrational frequencies are consistent with known trends on aluminas but
indicate a discrepancy between experimental observations for alpha-Al2O3 (0
001) and models based on simple hydroxylation. Simulations for high H2O cov
erages suggest the possibility of more complicated behavior, including the
interchange of adsorbed and lattice oxygen and the etching of surface Al. A
"fully"-hydroxylated alpha-Al2O3 (0001) surface in which each surface Al i
s replaced by three protons to give uniform OH-termination, as in aluminum
hydroxides, is the most likely result of prolonged exposure. Results for th
is surface confirm its anticipated stability, provide a reasonable explanat
ion of observed vibrational spectra, and reveal a complex, dynamical struct
ure with extensive intraplanar hydrogen bonding.