Femtosecond transient absorption in the visible and infrared spectral range
s has been applied to study carrier dynamics and mechanisms for resonant op
tical nonlinearities in CdSe nanocrystals (NCs) with a variety of surface p
assivations. Sequential filling of the 1S, 1P, and 1D atomic-like electron
orbitals, governed by Fermi statistics, is clearly observed in the NC bleac
hing spectra recorded at progressively higher pump intensities. We observe
that electron-hole (e-h) spatial separation strongly affects electron intra
band dynamics. Such dependence indicates a nonphonon energy relaxation mech
anism involving e-h interactions. A strong difference in electron and hole
relaxation behavior in the stage following initial intraband relaxation is
observed. In contrast to electron relaxation, which is sensitive to the qua
lity of surface passivation (i.e., is affected by trapping at surface defec
ts), depopulation dynamics of the initially-excited hole states are identic
al in NCs with different surface properties, suggesting that these dynamics
are due to relaxation into intrinsic NC states. In the regime of multipart
icle excitation, a quantization of relaxation rates corresponding to differ
ent multiple e-h pair states is observed. This effect is explained in terms
of quantum-confined Auger recombination.