In radiotherapy, the gross tumor volume is surrounded by a clinically defin
ed margin to allow for the presence of undetected malignant cells. Addition
al margins are added to accommodate positioning uncertainties and organ mot
ion, creating a planning target volume, or PTV. Finally, a margin is includ
ed in the beam apertures surrounding the PTV to account for the dose fair-o
ff at the beam edges (i.e., the ''penumbra"). For higher energy beams and f
or low density tissues adjacent to the PTV, the beam aperture margin should
be increased to account: for the increased range of scattered photons and
electrons. However, increased margins also increase the volume of normal ti
ssue irradiated. In this work, the beam aperture margin is reduced by using
filters and multileaf collimator (MLC) techniques to create compensating r
inds of increased beam intensity. These compensation techniques were evalua
ted for 6 and 18 MV x rays by calculating penumbral widths as a function of
the increased beam intensity in the rind, the rind width, and tissue densi
ty. Dose calculations were performed using a 3D superposition algorithm, wh
ich includes an extrafocal source model. Calculations were validated experi
mentally with film dosimetry. Results show the distance between the 95%-50%
isodose lines is reduced from 11 mm to 4 mm for 6 MV x rays in the lung ph
antom, when the beam intensity is increased by 20% in a 10 mm wide rind. At
18 MV, this distance is reduced from 16 mm to 6 mm with a 20% increase in
rind intensity, but a 15 mm wide rind is required. In all cases, penumbra c
ompensation did not result in any appreciable increase in scatter dose outs
ide the field boundaries. These results suggest that penumbra compensation
is a practical means of controlling the beam aperture margin. (C) 2000 Amer
ican Association of Physicists in Medicine. [S0094-2405(00)02408-1].