Substitutional C in Si or SiGe alloys is desirable for heterobipolar transi
stors. How to incorporate C substitutionally during film deposition and gro
wth is critical and has been the subject of much experimental research. In
this paper we describe a recent development in understanding C incorporatio
n mechanisms on Si using ab initio calculations at the atomic level. Both s
ubstitutional and interstitial incorporation mechanisms were elucidated bas
ed on the results of C adsorption and diffusion on the Si(001) surface and
subsurface. Favorable deposition and growth conditions were predicted and a
re consistent with the findings of several experimental groups.