The authors propose and assess principles for the design of an upper-ocean
model (UOM) suitable for studies of large-scale oceanic variability over pe
riods of a few months to many years. Its essential simplification when comp
ared with a conventional full-depth model (FDM) is the specification of an
abyssal climatology for material properties. Observational analyses of temp
erature and salinity fluctuations demonstrate their degree of confinement t
o the upper ocean. Two idealized models for diffusive penetration of tracer
fluctuations and for wind-driven currents show that the UOM approximations
are usually accurate for the phenomena of interest. A UOM for the oceanic
general circulation is constructed, and its solutions are compared with tho
se of an equilibrium FDM. From a stratified resting state, the UOM spins up
to an equilibrium state over a period of about 30 yr. The UOM and FDM solu
tions agree well in both the mean state and short-term climate fluctuations
, even for cases for which the model parameters and forcing are modestly in
consistent with the UOM's abyssal climatology. A UOM can therefore be a use
ful, efficient tool for studies of coupled climate dynamics and sensitivity
to forcing fields and model parameters, and for hypothesis testing about t
he roles of the abyssal ocean.