The microstructure of epitaxial BaTiO3 thin films on MgO-buffered r-plane c
ut sapphire substrates was investigated by means of transmission electron m
icroscopy. The BaTiO3 (BTO) films exhibit orientation relationships with th
e MgO (MO) buffer layer and the r-plane cut sapphire (AO) substrates of [1
0 0](BrO)\ \ [1 0 0](MO)\ \ [1 1 2 0](AO) and (0 1 0)(BrO)\ vertical bar>(*
) over bar * (0 1 0)(MO)\ vertical bar>(*) over bar * (1 1 0 2)(AO) Followi
ng these relationships, the (0 0 1)(BTO) and the (0 0 1)(MO) planes make an
angle of several degrees with the (1 1 0 2)(AO) plane, the surface plane o
f the substrate. A MgAl2 O-4 spinel reaction layer appears at the interface
between the MgO buffer layer and the sapphire substrates for the films dep
osited at high temperature. In thick films (800nm) cracks penetrating the w
hole film thickness are developed by the tensile stress induced by the diff
erence in thermal expansion between the him and the substrate. An anisotrop
ic distribution of planar defects such as {111} stacking faults and microtw
ins is observed in the BaTiO3 film. This anisotropy can be explained by the
application of the thermal stress to the BaTiO3 film with its [0 0 1] axis
deviating by a small angle from the normal of the substrate surface. (C) 2
000 Published by Elsevier Science B.V.