Objective: The authors investigated the reliability and convergent and disc
riminant validity of the DSM-IV Global Assessment of Functioning Scale and
two experimental DSM-IV axis V global rating scales, the Global Assessment
of Relational Functioning Scale and the Social and Occupational Functioning
Assessment Scale.
Method: Forty-four patients admitted to a university-based outpatient commu
nity clinic were rated by trained clinicians on the three DSM-IV axis V sca
les. Patients also completed self-report measures of DSM-IV symptoms as wel
l as measures of relational, social, and occupational functioning.
Results: The Global Assessment of Functioning Scale, Global Assessment of R
elational Functioning Scale, and Social and Occupational Functioning Assess
ment Scale all exhibited very high levels of interrater reliability. Factor
analysis revealed that the Global Assessment of Relational Functioning Sca
le and the Social and Occupational Functioning Assessment Scale are each mo
re related to the Global Assessment of Functioning Scale individually than
they are to each other. The Global Assessment of Functioning Scale was sign
ificantly related to concurrent patient responses on the SCL-90-R global se
verity index. The Social and Occupational Functioning Assessment Scale was
significantly related to concurrent patient responses on the SCL-90-R globa
l severity index and to a greater degree with both the Social Adjustment Sc
ale global score and the Inventory of Interpersonal Problems total score. A
lthough the Global Assessment of Relational Functioning Scale was not signi
ficantly related to any of the three self-report measures, it was related t
o the presence of clinician-rated axis II pathology.
Conclusions: The three axis V scales can be scored reliably. The Global Ass
essment of Relational Functioning Scale and the Social and Occupational Fun
ctioning Assessment Scale evaluate different constructs. These findings sup
port the validity of the Global Assessment of Functioning Scale as a scale
of global psychopathology; the Social and Occupational Functioning Assessme
nt Scale as a measure of problems in social, occupational, and interpersona
l functioning; and the Global Assessment of Relational Functioning Scale as
an index of personality pathology. The authors discuss further refinement
and use of the three axis V measures in treatment research.