A three-dimensional (3-D) nonlinear helix traveling-wave tube (TWT) analysi
s in the frequency domain is presented for a tape helix surrounded by a con
ducting wall, Dielectric- and vane-loading of the helix are included, as is
circuit tapering and external focusing, by either a solenoid or a field pr
oduced by a periodic permanent magnet (PPM) stack. A complete tape helix di
spersion equation is derived by an eigenvector analysis, The electromagneti
c field is treated as a superposition of eigenvectors at different frequenc
ies whose amplitudes and phases vary slowly in z. The nonlinear field equat
ions are solved in conjunction with the three-dimensional Lorentz force equ
ations for an ensemble of electrons. Beam space-charge waves are included u
sing a superposition of solutions of the Helmholtz equation. The de self-fi
elds of the beam are also included, The three-dimensional simulation is com
pared with a previous 2.5 dimensional simulation using a sheath helix model
, each of which is compared with a tube built at Northrop-Grumman Corp. The
tape helix model is shown to be in substantially better agreement with the
experiment than the sheath helix model.