Polymerization of catechol (o-diphenol) was studied by UV-visible absorptio
n and surface-enhanced Raman spectroscopies. Catechol was found to polymeri
ze in solution, both in ethanol and in water, leading to a browning of the
solution. This process may take place in nature for a-diphenols similar to
catechol, either by enzymatic or by abiotic mechanisms implying inorganic c
atalysts, leading to the formation of humic substances in soils. Catechol i
s an excellent molecular model for studying oxidative polymerization proces
ses since it is the simplest molecule containing the very reactive o-diphen
ol group, like other polyphenols existing in nature. The results found in t
his study reveal that the oxidative condensation of catechol is remarkably
enhanced in the presence of the silver colloids employed to enhance the Ram
an signal. The possible polymerization mechanism that catechol may follow c
an be (i) formation of C-C and ether C-O-C bonds between aromatic rings, wh
ich is the predominant mechanism at neutral pH, (ii) the creation of benzof
uran and benzodioxane moieties, also probable, although this mechanism seem
s to be less important than in the case of caffeic acid, and (iii) a ring o
pening mechanism yielding aliphatic chains with carboxylic acids, mainly in
duced at alkaline pH in the absence of light. The influence of pH, light ir
radiation and storage time on the catechol condensation was investigated in
relation to the above mechanisms. (C) 2001 Elsevier Science B.V. All right
s reserved.