The required alignment tolerances and surface roughness for unit lens eleme
nts in a compound refractive lens (CRL) for x rays are discussed. Contrary
to what one might expect and what has been stated in the patent literature,
alignment tolerances are large and for typical parameter values the effect
of misalignment is minor. For a parabolic lens the focusing properties of
the CRL are unaltered by misalignment and there is a small increase in abso
rption. For a lens with spherical aberration, there is a slight change in f
ocal length, a minor translation of the image, and a small increase in abso
rption. This article also shows that lens gain is not appreciably reduced i
f the phase shift that is introduced by the roughness is limited to +/- pi
/4 or if the transverse period of the roughness exceeds a specified value.
The CRL can benefit from a managed misalignment of the elements to reduce t
he phase error introduced by surface imperfections of the lens. (C) 2001 Am
erican Institute of Physics.