Starting from previous investigations in LiNbO3 bulk crystals, we studied t
he optical properties of Er3+ ions in Ti:LiNbO3 channel waveguides and inve
stigated the waveguide-specific lattice environment of the Er3+ ions ("site
s") caused by the doping method used and the presence of a large number of
Ti4+ ions. For that purpose the method of combined excitation-emission spec
troscopy was applied for the first time to waveguides at low temperatures.
Comparing the spectroscopic results obtained for the green, red, and near-I
R luminescence (lambda approximate to 550, approximate to 650 and approxima
te to 980 nm) under direct (450 nm), 2-step (980 nm), and 3-step (1.5 mum)
laser excitation, we found several distinguishable Er3+ sites which in term
s of energy levels and relative numbers are similar to those in bulk materi
al, but exhibit significantly different upconversion efficiencies and stron
gly inhomogeneously broadened transitions. Moreover, we were able to distin
guish isolated and cluster Er3+ sites by their characteristic excitation an
d emission transition energies and studied the respective excitation/relaxa
tion channels. The cluster sites are most efficient in the up-conversion pr
ocess, especially under 3-step excitation. Using accepted microscopic model
s for Er3+ and Ti4+ incorporation into the LiNbO3 crystal lattice, the site
distribution and up-conversion mechanisms are elucidated and their consequ
ences for laser applications in different spectral regions are discussed.