Purpose: Recent studies suggest that HER-2/neu specifically promotes the in
vasive capacity of tumor cells by upregulating secretion of the proteolytic
enzyme, urokinase-type plasminogen activator (uPA), or its inhibitor, plas
minogen activator inhibitor-1 (PAI-1), in colon and gastric cancer. It was
the purpose of this study to: (a) evaluate the association between HER-2/ne
u and uPA and PAI-1 expression in a large primary breast cancer cohort; (b)
perform the first multivariate analysis, including HER-2/neu, uPA, and PAI
-1 in breast cancer; and (c) define the effect of HER-2/neu overexpression
on uPA and PAI-1 expression in breast cancer cells.
Experimental Design: HER-2/neu, uPA, and PAI-1 were measured as continuous
variables by ELISA in primary breast cancer tissue extracts from 587 patien
ts with clinical follow-up and analyzed for correlations with clinical outc
ome. Furthermore, a full-length human HER-2/neu cDNA was introduced into fi
ve human breast cancer cell lines to define the effects of HER-2/neu overex
pression on uPA and PAI-1 expression. In addition, we tested whether HER-2/
neu antibodies could reverse any given alteration of uPA and PAI-1 levels.
Results: Our findings indicate a weak positive association between HER-2/ne
u and uPA (r = 0.147; P < 0.001) and no association between HER-2/neu and P
AI-1 (r = 0.07; P = 0.085). HER-2/neu overexpression (greater than or equal
to 400 fmol/mg) and high levels of uPA/PAI-1 (greater than or equal to 5.5
ng/mg and/or greater than or equal to 14 ng/mg, respectively) were signifi
cantly associated with shorter disease-free survival (DFS; P < 0.001 and P
= 0.003) and metastasis-free survival (MFS; P = 0.015 and P < 0.001). Multi
variate analysis revealed prognostic independence between HER-2/neu and the
uPA/PAI-1 axis for DFS and MFS. Both uPA and PAI-1 had no significant disc
riminatory effect among HER-2/neu-positive patients for DIPS. The prognosti
c value of HER-2/neu overexpression for MFS, however, was significantly enh
anced by elevated uPA expression (P = 0.053). Stable transfection of the HE
R-2/neu gene into multiple human breast cancer cell lines resulted in consi
stent down-regulation of uPA or PAI-1 expression. In addition, anti-HER-2/n
eu antibodies did not significantly affect uPA or PAI-1 expression in human
cancer cell lines naturally overexpressing HER-2/neu.
Conclusions: The present findings suggest that the invasive phenotype elici
ted by HER-2/neu overexpression in breast cancer is not a direct effect of
uPA or PAI-1 expression. HER-2/neu and the uPA/PAI-1 axis have been shown t
o affect the invasive capacity of breast cancer independently. Determinatio
n of uPA can provide significant additional prognostic information for MFS
in HER-2/neu-positive and-negative patients.