Non-model-based diagnostic methods typically rely on measured signals that
must be empirically related to process behavior or incipient faults. The di
fficulty in interpreting a signal that is indirectly related to the fundame
ntal process behavior is significant. This paper presents an integrated non
-model and model-based approach to detecting when process behavior varies f
rom a proposed model. The method, which is based on nonlinear filtering com
bined with maximum likelihood hypothesis testing, is applicable to dynamic
systems whose constitutive model is well known, and whose process inputs ar
e poorly known. Here, the method is applied to friction estimation and diag
nosis during motion control in a rotating machine. A nonlinear observer est
imates friction torque in a machine from shaft angular position measurement
s and the known input voltage to the motor. The resulting friction torque e
stimate can be analyzed directly for statistical abnormalities, or it can b
e directly compared to friction torque outputs of an applicable friction pr
ocess model in order to diagnose faults or model variations. Nonlinear esti
mation of friction torque provides a variable on which to apply diagnostic
methods that is directly related to model variations or faults. The method
is evaluated experimentally by its ability to detect normal load variations
in a closed-loop controlled motor driven inertia with bearing friction and
an artificially-induced external line contact. Results show an ability to
detect statistically significant changes in friction characteristics induce
d by normal load variations over a wide range of underlying friction behavi
ors. (C) 2001 Elsevier Science Ltd. All rights reserved.