We present the results of both electrical and optical investigations of the
charging of InAs self-assembled quantum dots embedded in a space-charge st
ructure. Admittance spectroscopy was employed to study the electronic struc
tures in quantum dots and their electron escape mechanisms. We resolved cle
ar conductance features of different quantum-dot shells, enabling the study
of electrons that escaped separately from different shells. Electron-filli
ng modulation reflectance was used to investigate the interband transition
influenced by the charging effects. Both the strengths and the energies of
the interband transitions were modified in accordance with the electron occ
upation due to Pauli-blocking and the Coulomb-charging effects. The informa
tion acquired from these experimental observations is valuable for feasible
device applications.