Although surgical resection as the sole treatment modality for esophageal c
arcinoma has historically been associated with poor survival rates, improve
ments have recently been reported using varied neoadjuvant chemo-radiation
protocols. This study evaluates the outcome of patients undergoing surgery
for esophageal carcinoma at the University of Miami/Jackson Memorial Hospit
al between July 1991 and June 1996. Seventy-two patients underwent esophage
al resection; 51 males and 21 females with a median age of 62.5 years (rang
e = 42-82). Histology was equally distributed between adenocarcinoma (36 pa
tients; 50%) and squamous cell carcinoma (36 patients; 50%). Pathological s
tage distribution consisted of 6 stage 0 (8%), 10 stage I (14%), 23 stage I
I (32%), 31 stage III (43%), and 2 stage IV (3%) lesions. Patients were div
ided into three groups according to the type of preoperative treatment; Gro
up 1 (n = 44); surgery alone; Group 2 (n = 18); neoadjuvant 5-fluorouracil
based chemotherapy, and Group 3 (n = 9); neoadjuvant 5-fluorouracil based c
hemotherapy in conjunction with external beam radiation (XRT). One patient
received preoperative XRT alone. All survivors were followed for a minimum
of 1 year and statistical analysis was performed using Kaplan-Meier curves,
log-rank, and chi-square tests. In the 28 patients receiving any form of n
eoadjuvant therapy only one patient had a pathological complete response (C
R) (3.5%). The overall 5 year and median survival rates were 18 per cent an
d 20.5 months (range = 0-73), respectively. Individual treatment group surv
ival rates at 5 years were 28% for Group 1; 21% for Group 2; and 0% for Gro
up 3, showing no survival difference between Groups 1 and 2; Group 3 fared
significantly worse than the other two, probably as a result of the high op
erative mortality in this group. These results indicate that surgical resec
tion continues to be an important treatment modality for esophageal carcino
ma. Neoadjuvant chemotherapy in our experience failed to improve these surv
ival rates and pre-operative chemoradiation was associated with a high peri
operative mortality rate. Chemotherapy regimens with higher CRs may further
improve these survival rates.