Objective: Different types of multimodality therapy, including chemoradioth
erapy and surgery, increasingly are being used for the treatment of patient
s with locally advanced non-small cell lung cancer (NSCLC; stages IIIA and
IIIB). In this context, the applicability of a morphologic regression gradi
ng and its prognostic value were investigated.
Patients and methods: In a multicenter phase II trial, 54 patients with loc
ally advanced NSCLC received neoadjuvant bimodality treatment (ie, two cycl
es of ifosfamide, carboplatin, and etoposide, followed by twice-daily radia
tion up to 45 Gy with simultaneous administration of carboplatin and vindes
ine). Forty patients underwent resections. Using the corresponding resectio
n specimens of the primary and regional lymph nodes, the following regressi
on grading was established: grade I, no regression or only spontaneous tumo
r regression; grade II, morphologic evidence of therapy-induced tumor regre
ssion with at least 10% (grade IIa) or < 10% (grade IIb) vital tumor tissue
; and grade III, complete tumor regression with no evidence of vital tumor
tissue. Regression grading then was correlated with the survival time.
Results: Three tumors were classified as regression grade I, 10 were classi
fied as regression grade IIa, 20 were classified as regression grade IIb, a
nd 7 were classified as regression grade III. Patients with tumors of regre
ssion grades IIb or III showed significantly longer survival times than tho
se with tumors of regression grades I or IIa (median survival time, 36 vs 1
4 months, respectively; 3-year survival rate, 52% vs 9%, respectively; p=0.
02). These survival times were also compared for patients who had undergone
complete resection (median survival time, not reached vs 23 months, respec
tively; 3-year survival rate, 56% vs 11%, respectively; p=0.03). The presur
gical clinical response after patients had received neoadjuvant multimodali
ty therapy had no predictive value in assessing the extent of therapy-induc
ed tumor regression in the resection specimen.
Conclusions: After neoadjuvant therapy of patients with NSCLC, the proposed
tumor regression grading was of predictive value for long-term survival. B
eyond the achievement of complete tumor resection (R0), a therapy-induced t
umor regression of < 10% of vital tumor tissue is pivotal for superior long
-term outcomes.