Objective. There has been an increase in infant swallowing disorders as a r
esult of improved survival for infants born prematurely or with life-threat
ening medical disorders. These infants often have multiple health issues an
d an increased risk of respiratory complications. However, there is little
understanding of the biomechanics of infant swallowing disorders. Therefore
, the objectives of this study were to determine 1) the percentage of dysph
agic infants who experience laryngeal penetration, aspiration, or nasophary
ngeal backflow; 2) reasons for laryngeal penetration/aspiration; 3) whether
infants with laryngeal penetration/aspiration clear their airway; and 4) t
he relationship between swallowing disorders and medical diagnoses.
Methods. Patients included 43 infants who were referred for videofluoroscop
ic swallowing studies in a university-affiliated pediatric medical center.
Medical charts were reviewed. The videofluroscopic swallowing studies were
recorded on videotape, and each swallow was analyzed for laryngeal penetrat
ion, aspiration, nasopharyngeal backflow, cough, airway clearance, and reas
on for penetration/aspiration. Statistics included chi (2) for nonparametri
c data and measures of central tendency for numeric/timing data.
Results. More than half of the infants experienced laryngeal penetration, a
spiration, or nasopharyngeal backflow; however, the first occurrence of the
se events was after multiple swallows. Only 3 infants experienced laryngeal
penetration and aspiration on the first swallow and all 3 had an absent ph
aryngeal response. Premature infants experienced significantly more nasopha
ryngeal backflow. Material in the pyriform sinuses before pharyngeal swallo
wing was associated with penetration/aspiration. In episodes of laryngeal p
enetration, all patients were able to clear their airway during the swallow
without a cough. Almost all infants (8 of 9) who aspirated did not cough o
r clear their airway.
Conclusions. This study demonstrated that most infants suspected of dysphag
ia showed overt abnormalities: laryngeal penetration, aspiration, and/or na
sopharyngeal backflow on the videofluoroscopic swallowing study. Most of th
ese infants did not demonstrate abnormalities in the first few swallows but
displayed deterioration in swallowing function as they continued to feed.
Thus, radiographic assessments in infants must examine multiple swallows. T
he high incidence of silent aspiration demonstrates the necessity of a vide
ofluoroscopic assessment to evaluate swallowing function in these infants.