A set theoretic approach for the spectral characterization of a color
scanner is described. These devices usually employ three channels to o
btain a device dependent RGB (red, green, blue) image. To display/prin
t an image, the device dependent RGB values must be correctly transfor
med to the color space of the target device. To determine accurate and
efficient transformations for a number of devices, knowledge of the s
pectral sensitivity of the scanner is essential. Direct measurement of
the sensitivity requires a set of expensive narrow band reflectances
and is often infeasible. Methods that estimate the spectral sensitivit
y based on measurements with typical reflectance samples are therefore
of interest. Due to the low dimensionality of the space of object ref
lectance spectra, this is a highly ill-conditioned problem. As a resul
t, conventional estimation techniques that fail to take a priori knowl
edge into account perform rather poorly on this problem. A set theoret
ic approach that incorporates available a priori knowledge into the es
timation framework yields better results. Results are presented for a
simulated scanner characterization problem and for an actual character
ization to demonstrate the increased accuracy compared with convention
al methods. (C) 1996 SPIE and IS&T.